A matter of trust: Investment transparency in compliance
Above all else, chief compliance officers (CCOs) at investment firms dream of consistency, efficiency, and control. Yet, when it comes to offices that allocate to external investment managers, the environments can be nightmarish. Updates are presented in a frustrating range of formats. Information arrives at varying times. Compiling data and making them usable takes on a life of its own. With most software built for a particular purpose, data must be entered into multiple systems.
Ledgex discusses how CCOs can level technology to meet the challenges they face.
(June 1, 2021)